Hong Kong SAR

Era Finances (Hong Kong) Limited

Era Finances (Hong Kong) Limited is the group's Asia-Pacific hub, licensed by the Securities and Futures Commission of Hong Kong. The entity provides dealing in securities, asset management, and investment advisory services to institutional and professional investors across the Asia-Pacific region, with particular focus on Greater China, Southeast Asia, and Japan.

Regulator

SFC (Hong Kong)

Licence Type

Type 1 & Type 9

Region

Asia-Pacific

Office

Hong Kong SAR

Documentation

Legal documents

Regulatory filings, disclosures, and compliance documents specific to Era Finances Hong Kong.

SFC Regulatory DisclosurePDFJanuary 2025

Mandatory disclosure of licensing status, regulated activities, and responsible officers as required by the Securities and Futures Commission.

Client Agreement (Professional Investors)PDFJanuary 2025

Terms of business governing the investment management and advisory relationship with professional investors in Hong Kong.

Risk Disclosure StatementPDFJanuary 2025

SFC-required risk disclosure covering derivatives, leveraged products, and concentrated positions.

Personal Information Collection Statement

How Era Finances (Hong Kong) Limited collects and uses personal data in compliance with the Personal Data (Privacy) Ordinance (PDPO).

Conflicts of Interest Policy

Framework for identifying and managing conflicts of interest in the context of Hong Kong-regulated activities.

Regulatory Disclosures & Disclaimers

SFC-required disclosures and risk warnings applicable to all investment communications from this entity.

Contact

Suite 3201, Two International Finance Centre, 8 Finance Street, Central, Hong Kong

+852 3900 0000

[email protected]

erafinances.com

Back to Family Offices

Era Finances (Hong Kong) Limited — Family Offices | Era Finances Group

Era Finances (Hong Kong) Limited

Legal documents