Compliance & Governance

Legal Documents
& Notes

Regulatory disclosures, entity documentation, and compliance materials for Era Finances Group and its subsidiaries operating across global markets.

The Era Finances Group

Family Offices

Documentation for each operating entity within the Era Finances Group structure.

Era Finances Group Ltd

Principal holding entity incorporated in England & Wales. Registered office: London, United Kingdom.

Era Finances Capital Management

Hedge fund management and discretionary portfolio management for institutional and UHNW clients.

Era Finances Private Investment

Private equity co-investment, direct lending, and structured credit mandates.

Era Finances Family Office Services

Single and multi-family office advisory, governance, and consolidated reporting.

Era Finances Trading Strategies

Quantitative and systematic trading across global equity, fixed income, and derivatives markets.

Era Finances (Hong Kong) Limited

Asia-Pacific operations hub. Licensed for dealing in securities and asset management.

Policies & Disclosures

Topics

Policies, regulatory frameworks, and compliance documents applicable across all Era Finances Group operations.

Governing terms for use of erafinances.com and all Era Finances Group digital services.

How Era Finances Group collects, processes, and protects personal data of clients and visitors.

Regulatory Disclosures & Disclaimers

Important legal information, investment risk warnings, and jurisdictional disclaimers applicable to all communications.

Conflicts of Interest Policy

Our framework for identifying, managing, and disclosing conflicts of interest across all business lines.

Supplier Code of ConductPDF

Standards expected of all third-party suppliers and service providers engaged by Era Finances Group.

Anti-Money Laundering & KYC Policy

Our approach to client due diligence, beneficial ownership verification, and AML compliance.

Market Regulations

Applicable regulatory frameworks across the jurisdictions in which Era Finances Group operates.

Cybersecurity & Digital Risk

How we protect client data and what to do if you suspect fraudulent activity in our name.

Important Notice. The information contained on this page and in the documents linked herein is provided for informational purposes only and does not constitute investment advice, an offer to sell, or a solicitation of an offer to buy any security or financial instrument. Era Finances Group and its subsidiaries are subject to the laws and regulations of the jurisdictions in which they operate. Regulatory authorisations and registrations vary by entity and jurisdiction.

For regulatory enquiries, please contact [email protected]. For general legal enquiries, contact [email protected].

Legal Documents& Notes